SEBI Compliance
Audit

Alerting Today for a Safe Tomorrow

SEBI Compliance Audit

With a developing economy, more and more people are inclined towards growing their finances with the Stock Market and Mutual Funds. Watching this, SEBI or the Securities and Exchange Board of India has issued three circulars for the Cyber Security Audit for the trading Members of the stock market, Exchanges Depositories and Intermediaries. The idea behind this cyber resilience framework audit is to enhance security practices amidst increasing cyber threats and attacks. This eventually strengthens the integrity of trading facilities on the trading software pursuant to their system respectively.

 

Overview

Lorcam Securities is committed to maintaining rigorous standards through our SEBI (Securities and Exchange Board of India) compliance audit. Our audit process involves a comprehensive review of all operations related to securities and investment activities, ensuring adherence to SEBI’s regulatory framework. We meticulously evaluate your policies, procedures, and controls to verify compliance with SEBI regulations, including those related to market integrity, investor protection, and disclosure requirements.

Why Choose Us?

Lorcam Securities is your trusted partner for SEBI compliance audits, offering in-depth expertise in navigating complex regulatory requirements. We provide a thorough evaluation of your securities and investment operations, ensuring full adherence to SEBI regulations.

Our approach includes meticulous assessments of risk management, transaction monitoring, and reporting practices. With our deep regulatory knowledge and commitment to precision, we help mitigate compliance risks and enhance operational transparency. Choose Lorcam Securities for a reliable audit partner that ensures your adherence to SEBI standards and supports the integrity of your operations.

Our Expertise

Lorcam Securities excels in SEBI compliance audits, leveraging extensive knowledge of regulatory frameworks and industry standards. Our team conducts detailed evaluations of securities and investment operations to ensure full adherence to SEBI regulations.

We specialize in reviewing risk management practices, transaction monitoring systems, and reporting mechanisms. With a focus on accuracy and thoroughness, we provide actionable insights to address compliance gaps and enhance operational integrity. Trust Lorcam Securities for expert guidance in achieving and maintaining SEBI compliance, safeguarding your operations with precision and expertise.

Benefits of SEBI Compliance Audit

Our Approach

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Since authorization comes after successful authentication, the pen tester will validate this after establishing that they have authentic credentials linked to a clear-cut set of roles and privileges. Insecure direct object references, privilege escalation, and getting around permission rules are a few examples. Permission testing requires comprehending the operation of the authorization system and using that understanding to circumvent it.

Nearly as crucial as performing application security testing is comprehending the deployed configuration of the server or infrastructure that runs the web application. Despite the diversity of application platforms, a number of fundamental platform setup difficulties, such as how an unsecured programme can infect the server (insecure HTTP methods, old/backup files), can put the application in risk. TLS Security, App Platform Configuration, File Extension Handling, and Cross Site Tracing are a few examples. HTTP methods, file permissions, and strong transport security are all put to the test.

 

Authentication is the process of attempting to confirm the sender of a communication’s digital identity. The most prevalent illustration of such a process is the log-on process. Testing the authentication schema requires knowledge of how the authentication procedure operates and use of that knowledge to subvert the authentication mechanism. Poor lockout mechanisms, circumventing authentication schemes, browser cache vulnerabilities, and inadequate authentication in other channels are a few examples.

Session management is the collective term for any controls in charge of overseeing a user’s stateful activity with the web application they are using. Everything from user authentication to the general logout process is included here. A few instances include session fixation, cross-site request forgery, cookie management, session timeout, and testing the functionality of the logout process.

Session management is the collective term for any controls in charge of overseeing a user’s stateful activity with the web application they are using. Everything from user authentication to the general logout process is included here. A few instances include session fixation, cross-site request forgery, cookie management, session timeout, and testing the functionality of the logout process.

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Far far away, behind the word mountains, far from the countries Vokalia and Consonantia, there live the blind texts. Separated they live in Bookmarksgrove right at the coast
Far far away, behind the word mountains, far from the countries Vokalia and Consonantia, there live the blind texts. Separated they live in Bookmarksgrove right at the coast
Far far away, behind the word mountains, far from the countries Vokalia and Consonantia, there live the blind texts. Separated they live in Bookmarksgrove right at the coast

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