SEBI Compliant Audit
SEBI Compliant Audit
It is important for the Insurers to have a standardized framework for cyber security implementation to keep all the data safe and secure. Not only this it is important for the insurers to maintain the governance structure so that all the security-related issues are taken care of without any delay and consistently. So, if you are thinking about how to be IRDAI or INsurance Regulatory and Development Authority of India compliant, then we are here to help you with all your auditing needs. Our experts are going to understand the gaps and ensure that all of it is covered as per the set regulations. Consult now!
Highlights of SEBI Compliance Audit
- Expert Guidance on Cybersecurity Frameworks.
- Comprehensive Cyber Resilience Framework Checklist.
- Thorough System Discrepancy Identification Process.
- Professional Security Analysts for C-SOC Setup.
- Well-Documented Audit Scope and Applicability.
- Multi-Departmental and Location Coverage.
- Efficient Threat Identification and Rectification.
SEBI Compliance Audit: Description
An increasing number of people are motivated to use mutual funds and the stock market to grow their money in developing economies. In light of this, the Securities and Exchange Board of India, or SEBI, has released three circulars about the Cyber Security Audit for stock market traders, exchange depositories, and intermediaries. This audit of the cyber resilience framework aims to improve security procedures in the face of growing cyberthreats and attacks. In the end, this improves the trading software’s trading facilities’ integrity in accordance with their individual systems.
The audit’s goal is to identify any inconsistencies or shortcomings in the system by examining compliance requirements and the effects of such deviations. The Cyber Resilience Framework checklist, as it is often called, identifies a number of areas that need to be taken into account while auditing the stock market, exchanges, depositories, and intermediaries. So, you can always consider connecting with our expert for the proper execution of auditing work that helps you match the SEBI regulations and remain away from all kinds of cyber attacks and threats.
- Effectively ensure adherence to SEBI cybersecurity guidelines.
- Boost Resilience and Cybersecurity Posture Throughout Operations
- Successfully defend against growing cyberthreats and attacks.
- bolster trading systems and facilities' integrity.
- Keep up with regulations and stay out of trouble.
- Boost general cybersecurity knowledge and procedures
- Give investors and stakeholders assurance.
- Keep abreast on the most recent circulars and regulatory changes.
Why Lorcam Securities?
Lorcam Securities is primarily known for providing extensive SEBI compliance audits that are completely customized for your specific needs. We work with the team of professional auditors that ensures detailed system assessments and proper implementation of robust cybersecurity measures that protects against threats. We are going to assist you have complete understanding of the latest SEBI guidelines, that ensures regulatory compliance and enhances your cybersecurity posture. So, with us, you are certainly going to get your business secure and compliant as per the required standards. It helps you have complete peace of mind and confidence in your operations.
Objectives of IS (RBI) Audit
- Effectively Recognize System Inconsistencies and Deficiencies.
- Put into practice comprehensive frameworks for cyber resilience.
- Create Operation Centers for Cyber Security (C-SOC).
- Boost your ability to detect and respond to threats.
- Verify adherence to SEBI guidelines and circulars.
- Perform routine security evaluations and audits.
FAQ
By requiring frequent audits and adherence to particular principles, SEBI’s Cyber Resilience Framework seeks to improve cybersecurity procedures among stock exchanges, depositories, and intermediaries.
Stockbrokers, depositories, wealth management firms, asset management companies, mutual funds, and trustee corporations are important players.
To ensure ongoing security activities, a C-SOC is in charge of detecting, tracking, and addressing cyberthreats.
In order to help firms improve their cybersecurity posture, Lorcam Securities offers
professional advice and audit services that guarantee adherence to SEBI’s cybersecurity rules.
Frequent audits improve an organization’s overall cybersecurity awareness and processes, preserve compliance, and guard against cyberthreats.
